-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Md5dwSkS6x3K7ysdKVHegLWlECDTWjo9boAbdG9IxaB85AmvR9n1aGgwD6+L6/6c Q/sSadejQFk998DhXGUFPA== 0000914190-99-000044.txt : 19990205 0000914190-99-000044.hdr.sgml : 19990205 ACCESSION NUMBER: 0000914190-99-000044 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SENSORS INC CENTRAL INDEX KEY: 0000351789 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 410943459 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33286 FILM NUMBER: 99521531 BUSINESS ADDRESS: STREET 1: 6111 BLUE CIRCLE DR CITY: MINNETONKA STATE: MN ZIP: 55343-9108 BUSINESS PHONE: 6129300100 MAIL ADDRESS: STREET 1: 6111 BLUE CIRCLE DR CITY: MINNETONKA STATE: MN ZIP: 55343 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SLATTERY JEAN C CENTRAL INDEX KEY: 0001052182 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4378 MACKEY AVENUE S CITY: MINNEAPOLIS STATE: MN ZIP: 55424 BUSINESS PHONE: 6129276688 MAIL ADDRESS: STREET 1: 4378MACKEY AVENUE S CITY: MINNEAPOLIS STATE: MN ZIP: 55424 SC 13D/A 1 SCHEDULE 13D AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Electro-Sensors, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.10 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 285233 10 3 ----------------------------------------------------------------------- (CUSIP Number) Jean C. Slattery 4378 Mackey Avenue S. Minneapolis, MN 55424 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 14, 1998 ----------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [GRAPHIC OMITTED]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 285233-10-3 Page 2 of 4 Pages -------- -------- - ---------------------------- ------------------------------- - ------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jean C. Slattery - ------------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - ------------- ------------------------------------------------------------------ 3 SEC USE ONLY - ------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) N/A - ------------- ------------------------------------------------------------------ 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------- ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------- --------- -------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 159,668 OWNED BY EACH --------- -------------------------------------------- REPORTING 8 SHARED VOTING POWER PERSON WITH 0 --------- -------------------------------------------- 9 SOLE DISPOSITIVE POWER 159,668 --------- -------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 159,668 - ------------- ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------- ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.1% - ------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN - ------------- ------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. The Schedule 13D filed by Jean C. Slattery, dated December 29, 1997, is hereby amended as follows: Item 1. Security and Issuer. No Change Item 2. Identity and Background. No Change Item 3. Source and Amount of Funds or Other Consideration. Not applicable, as no additional acquisitions have been made. Item 4. Purpose of Transaction. Not applicable, as no additional acquisitions have been made. Item 5. Interest in Securities of the Issuer. (a) Ms. Slattery beneficially owns 159,668 shares of the Issuer's Common Stock, representing 8.1% of the shares of Common Stock outstanding. Of such shares, Ms. Slattery holds 50,090 shares as Trustee of the James P. Slattery Family Trust and 109,578 shares individually. (b) Ms. Slattery has sole voting and investment power over all of the shares beneficially owned by her. (c) During the past 60 days, the James P. Slattery Family Trust made the following open market sales of the Issuer's Common Stock: Number Date of Shares Price Per Share 12/11/98 700 $3.25 12/11/98 700 $3.00 12/11/98 600 $3.125 In addition, on December 9, 1998, Ms. Slattery gifted 5,924 of her directly owned shares to her children. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 2, 1999 /s/ Jean C. Slattery Jean C. Slattery -----END PRIVACY-ENHANCED MESSAGE-----